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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-15 |
| CT | RA | APPROVED | 1991-04-26 |
Branch Locations
2425 Post Rd Ste 207, Southport, CT 06890 • United States
Fairfield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Westport | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Southport | CT | 03/2020 | Present |
Business Ownership; SKP Consulting Group LLC; Partner. I file an annual business report with State of Connecticut, pay an insurance premium and provide information to the CPA to file a tax return. Make a monthly deposit to the partnership bank account to pay the rent. Make a transfer monthly to the landlord for the rent.; LLC to manage shared lease and office related expenses; 2425 Post Road, Suite 207, Southport, CT, 06890; Not Investment-Related; 08/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-28 |
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