Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-15
CT RA APPROVED 1991-04-26
  • TX RA
    APPROVED_RES
    Since 2017-11-15
  • CT RA
    APPROVED
    Since 1991-04-26

Branch Locations

2425 Post Rd Ste 207, Southport, CT 06890 • United States

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Westport CT 09/2005 03/2020
Ameriprise Financial Services, Llc Southport CT 03/2020 Present
Other Businesses

Business Ownership; SKP Consulting Group LLC; Partner. I file an annual business report with State of Connecticut, pay an insurance premium and provide information to the CPA to file a tax return. Make a monthly deposit to the partnership bank account to pay the rent. Make a transfer monthly to the landlord for the rent.; LLC to manage shared lease and office related expenses; 2425 Post Road, Suite 207, Southport, CT, 06890; Not Investment-Related; 08/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-09
S63 Uniform Securities Agent State Law Examination 1991-03-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1991-03-28
Designations
Other Names
  • Bob Samma
  • Robert Somma

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Southport, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor