Daryl J Evans

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-12-01
OH	RA	APPROVED	2015-10-21

TX RA
APPROVED_RES

Since 2015-12-01
OH RA
APPROVED

Since 2015-10-21

Branch Locations

8975 Lakota Drive West, West Chester, OH 45069 • United States

11792 Lebanon Road, Cincinnati, OH 45241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Cincinnati	OH	10/2015	Present

10/2015 → Present

Fifth Third Securities

Cincinnati, OH

Previous Registrations

2014-02-07 → 2015-10-20

Morgan Stanley

Cincinnati, OH
2011-07-08 → 2014-01-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Mitchell, KY
2002-06-06 → 2002-12-31

Securian Financial Services, Inc.

Covington, KY

Other Businesses

Shirewood LLC - Ft. Mitchell, KY - rental operator - co-owner/member - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-07
S63	Uniform Securities Agent State Law Examination	1991-09-10

S66 Uniform Combined State Law Examination

2011-07-07
S63 Uniform Securities Agent State Law Examination

1991-09-10

Other Names

Daryl James Evans

View on SEC IAPD

Current Employers

Fifth Third Securities, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews