Daryl J Evans

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Fifth Third Securities
  Cincinnati, OH

Previous Registrations

• 2014-02-07 → 2015-10-20
  Morgan Stanley
  Cincinnati, OH
• 2011-07-08 → 2014-01-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Mitchell, KY
• 2002-06-06 → 2002-12-31
  Securian Financial Services, Inc.
  Covington, KY

Other Businesses

Shirewood LLC - Ft. Mitchell, KY - rental operator - co-owner/member - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams

• S66 Uniform Combined State Law Examination
  2011-07-07
• S63 Uniform Securities Agent State Law Examination
  1991-09-10

Other Names

• Daryl James Evans