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Patrick James Gracin

Wells Fargo Clearing Services, LLC

St. Louis, MO

Newport Beach, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-19
MN RA APPROVED 2017-04-27
  • CA RA
    APPROVED
    Since 2024-07-19
  • MN RA
    APPROVED
    Since 2017-04-27

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Paramus NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Paramus NJ 11/2016 Present
Previous Registrations
  • 2004-10-20 → 2007-08-28
    Banc Of America Investment Services, Inc.
    Upper Montclair, NJ
    Upper Montclair, NJ
    Summit, NJ
  • 2004-08-04 → 2004-10-20
    Quick & Reilly, Inc.
    Upper Montclair, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-02
S63 Uniform Securities Agent State Law Examination 1993-01-25
  • S65 Uniform Investment Adviser Law Examination
    2004-08-02
  • S63 Uniform Securities Agent State Law Examination
    1993-01-25

View on SEC IAPD

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