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Inactive

Joseph Brian Jennings

Clear Investment Research, LLC

Alpharetta, GA

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Current Employers
Clear Investment Research, Llc

284 S. Main Street Suite 900, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2014-09-10
GA RA APPROVED 2014-09-08
  • SC RA
    APPROVED
    Since 2014-09-10
  • GA RA
    APPROVED
    Since 2014-09-08

Branch Locations

284 S. Main Street Suite 900, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Previous Registrations
  • 2010-08-02 → 2015-11-20
    Clearview Advisory
    Atlanta, GA
  • 2010-11-03 → 2011-12-31
    Lpl Financial Llc
    Atlanta, GA
    San Diego, CA
    Atlanta, GA
  • 2007-06-04 → 2010-08-04
    Lpl Financial Llc
    Atlanta, GA
  • 2004-12-10 → 2006-11-22
    Invesmart Advisors Inc
    Austin, TX
    Austin, TX
Other Businesses

1. 11/04/2010 - DBA ONLY, CLEARVIEW GROUP. 2. 08/01/2011 - ARGOSY UNIVERSITY - OTHER-COLLEGE ADJUNCT TEACHER - 5% - $5,000 3. 09/13/2011 - CLEARVIEW GROUP - REGISTERED INVESTMENT ADVISOR - RIA - PERFORM QUALIFIED PLAN ADVISORY SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-09
S63 Uniform Securities Agent State Law Examination 1997-11-25
  • S66 Uniform Combined State Law Examination
    2004-12-09
  • S63 Uniform Securities Agent State Law Examination
    1997-11-25
Other Names
  • Joseph Bryan Jennings
  • Joe Jennings

View on SEC IAPD

Other Firms

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COMMONWEALTH FINANCIAL NETWORK
SEQUENT PLANNING, LLC
BROOKSTONE WEALTH ADVISORS, LLC
LADENBURG THALMANN ASSET MANAGEMENT INC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRESFUND ADVISORS

Other Investors

PAUL MATTHEW DAMM
MACARTHER ROYSTER PLUMART
PAUL FRANCIS SHAUGHNESSY
BRENDAN HUGH KEELAN
DANIEL ROSS MOSKOWITZ
RHEANNON LEA BODDIE
VENZON VICENCIO AROMIN
WILLIAM CLAY TUCKER

Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

More in Alpharetta, GA

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