Best Investors
Account
Sign in
Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-25 |
| CA | RA | APPROVED | 2016-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 01/2015 | Present |
| A & M Wellness | Peoria | AZ | 02/2006 | Present |
| Charles Schwab Bank | Phoenix | AZ | 07/2016 | 04/2018 |
A & M WELLNESS LLC | START DATE: 01/01/2003 | PERORIA, AZ | NOT INVESTMENT RELATED | OWNER | EBAY ONLINE SALES OF MOSTLY SPORTING GOODS | LESS THAN 20 HOURS PER MONTH - 1 DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-17 |
Reach out to this advisor