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Beverley Randolph Dunlap

Stephens

Columbia, SC

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-10
SC RA APPROVED 2012-10-17
  • TX RA
    APPROVED_RES
    Since 2014-04-10
  • SC RA
    APPROVED
    Since 2012-10-17

Branch Locations

1320 Main Street, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Columbia SC 10/2012 Present
  • 10/2012 → Present
    Stephens Inc
    Columbia, SC
Previous Registrations
  • 2008-01-01 → 2012-10-15
    Wells Fargo Clearing Services, Llc
    Columbia, SC
    Columbia, SC
  • 2000-05-11 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Columbia, SC
    Columbia, SC
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-27
S63 Uniform Securities Agent State Law Examination 1991-05-08
  • S66 Uniform Combined State Law Examination
    2000-04-27
  • S63 Uniform Securities Agent State Law Examination
    1991-05-08
Other Names
  • Randy Dunlap
  • Beverley Randolph Dunlap

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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