Joseph Leonard Michalak

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → Present
  Morgan Stanley Smith Barney
  Birmingham, MI
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2011-01-13 → 2011-04-29
  Ubs Financial Services Inc.
  Birmingham, MI
  Farmington Hill, MI
  Weehawken, NJ
  Farmington Hill, MI
  Weehawken, NJ
  Troy, MI
  Troy, MI
  Weehawken, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-22
• S63 Uniform Securities Agent State Law Examination
  1991-08-06

Other Names

• Joseph L Michalak