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Scott I Miller

Charles Schwab & Co., Inc.

Princeton, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-11-14
  • NJ RA
    APPROVED
    Since 2016-11-14

Branch Locations

132 Nassau St Floor 1, Princeton, NJ 08542-7006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank, Ssb Princeton NJ 10/2016 Present
Charles Schwab & Co., Inc. Princeton NJ 10/2016 Present
Previous Registrations
  • 2013-04-04 → 2016-08-03
    Usaa Financial Planning Services
    New York, NY
    Short Hills, NJ
  • 2009-10-23 → 2012-11-01
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Princeton, NJ
    Princeton, NJ
  • 2005-09-06 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Princeton, NJ
    Princeton, NJ
    Princeton, NJ
  • 2002-04-04 → 2005-08-31
    Citicorp Investment Services
    Short Hills, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-20
S63 Uniform Securities Agent State Law Examination 1991-05-20
  • S65 Uniform Investment Adviser Law Examination
    2000-12-20
  • S63 Uniform Securities Agent State Law Examination
    1991-05-20
Other Names
  • Scott Ian Miller

View on SEC IAPD

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Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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