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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-07
  • FL RA
    APPROVED
    Since 2026-04-07

Branch Locations

220 Congress Park Drive Suite 340, Delray Beach, FL 33445 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc New York NY 02/1991 12/2024
Lenox Advisors, Inc. New York NY 01/2002 12/2024
Lenox Management Company, Llc New York NY 01/2002 12/2024
Massmutual Life Insurance Co New York NY 02/1991 12/2024
1311 Enterprises, Llc D/B/A Fifth Avenue Financial New York NY 01/2009 12/2024
Mml Investors Services, Llc Delray Beach FL 04/2026 Present
Massmutual Life Insurance Co Delray Beach FL 01/2026 Present
Lenox Advisors, Inc. Delray Beach FL 03/2026 Present
Retired Pompano Beach FL 01/2025 01/2026
  • 02/1991 → 12/2024
    New York, NY
  • 01/2002 → 12/2024
    Lenox Advisors, Inc.
    New York, NY
  • 01/2002 → 12/2024
    Lenox Management Company, Llc
    New York, NY
  • 02/1991 → 12/2024
    Massmutual Life Insurance Co
    New York, NY
  • 01/2009 → 12/2024
    1311 Enterprises, Llc D/B/A Fifth Avenue Financial
    New York, NY
  • 04/2026 → Present
    Delray Beach, FL
  • 01/2026 → Present
    Massmutual Life Insurance Co
    Delray Beach, FL
  • 03/2026 → Present
    Lenox Advisors, Inc.
    Delray Beach, FL
  • 01/2025 → 01/2026
    Retired
    Pompano Beach, FL
Previous Registrations
  • 2021-01-13 → 2024-12-31
    New York, NY
    New York, NY
    Boca Raton, FL
    Pompano Beach, FL
    Westport, CT
    Bronx, NY
    Bellino Terrace, FL
  • 2002-06-10 → 2021-03-31
    Lenox Advisors, Inc.
    New York, NY
Other Businesses

(1) NAME: MICHAEL BOOK/LENOX ADVISORS, INC., INV REL: Y ADD: 150 EAST PALMETTO PARK ROAD, SUITE 800, BOCA RATON, FL 33432 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 1/28/2026, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 5, DUTIES: LIFE, DISABILTIY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH (2) NAME: AMTBA, INV REL: Y, ADD: AT RESIDENTIAL ADDRESS, NATURE: CONSULTING, POSITION: CONSULTANT, START DATE: 1/1/2025, NO. HR/MO: 8, NO. HR/MO DURING SEC TRADING: 0, DESCRIBE DUTIES: CONSULT AND ADVISE MASSMUTUAL GENERAL AGENTS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-03-06
  • S63 Uniform Securities Agent State Law Examination
    1991-03-06
Designations

View on SEC IAPD

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