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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-07-01
  • TX RA
    APPROVED
    Since 2003-07-01

Branch Locations

4051 E Sunrise Dr Ste 200, Tucson, AZ 85718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tucson AZ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Tucson AZ 11/2016 Present
Previous Registrations
  • 2002-09-17 → 2003-07-01
    Prudential Equity Group, Llc
    Tucson, AZ
Other Businesses

TUCSON SCREAMERS LLC AKA THE SLAUGHTER HOUSE, NOT INV RELATED, TUCSON, AZ, 10% OWNER, START: 1/1/2016, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: FUND RAISE. TUCSON SCREAMERS, NOT INVT RELATED, TUCSON, AZ, 50% OWNERSHIP, START DATE 1/14/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, MEETINGS, BUILDING MAINTENANCE AND KEEPING GROUNDS CLEAN. THE SLAUGHTERHOUSE DBA BIOCARE GLOBAL; NOT INVESTMENT RELATED; TUCSON,AZ; 20% OWNERSHIP; START DATE 05/04/2020; NUMBER OF HOURS PER MONTH 10; NUMBE OF HOURS DURING TRADING 0; STRATEGY, MARKETING, AND CONSULTING OF BIOCARE PRODUCTS. APOCALYPSE GLOBA, LLC ; INV RELATED; TUCSON, AZ; -;20% OWNERSHIP; START DATE: 09/29/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING; | GLOWING PUMPKINS, LLC ; INV RELATED; TUCSON, AZ; -;20% OWNERSHIP;START DATE: 10/03/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;| MYRON HICKS, ATTORNEY-IN-FACT FOR MARLENE RAMIREZ, PRINCIPAL; INV RELATED;TUCSON,AZ; POA FOR MOTHER’S ACCOUNT; ATTORNEY-IN-FACT/CO-ATTORNEY-IN-FACT; START DATE: 6/25/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-13
S63 Uniform Securities Agent State Law Examination 1991-04-11
  • S65 Uniform Investment Adviser Law Examination
    2002-07-13
  • S63 Uniform Securities Agent State Law Examination
    1991-04-11
Designations

View on SEC IAPD

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