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Lance Robert Gordon

LPl Enterprise, LLC

Floral Park, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

548 Cherry Lane, Floral Park, NY 11001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Floral Park NY 01/1991 Present
Pruco Securities, Llc. Floral Park NY 01/1991 11/2024
Lpl Enterprise, Llc Floral Park NY 11/2024 Present
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Uniondale, NY
    Floral Park, NY
    Uniondale, NY
    Forest Hills, NY
Other Businesses

C & M First Services Inc. (General Agency)~1601 Broadway, New York, NY 10036~Commercial Ins~N~None~10/10/2007~0 hrs/mo~0 trading hrs/mo|DAB Management Co. LLC~548 Cherry Lane, Floral Park, NY 11001~Real Estate Invest~Y~Silent Partner~8/2003~2 hrs/mo~0 trading hrs/mo|NK Management Co. LLC~548 Cherry Lane, Floral Park, NY 11001~Real Estate Invest~Y~Silent Partner~2/2005~2 hrs/mo~0 trading hrs/mo|SMTM LLC~548 CHERRY LANE, FLORAL PARK, NY 11001~REAL ESTATE~N~PARTNER~3/1/2017~1 hrs/mo~0 trading hrs/mo|Dial A Bug Pest control of NY, Inc.~548 cherry Lane, Floral Park, NY 11001~Pest control~N~Consultant~11/2010~40 hrs/mo~0 trading hrs/mo|New York Assigned Risk Home Ins. GORDON AGENCY, INC. POSITION: Owner NATURE: Administrative purposes only - Bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/12/2022 ADDRESS: 3 Woodland Drive, Woodbury NY 11797, United States DESCRIPTION: Book-keeping purposes only

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-24
S63 Uniform Securities Agent State Law Examination 1991-05-28
  • S65 Uniform Investment Adviser Law Examination
    2001-08-24
  • S63 Uniform Securities Agent State Law Examination
    1991-05-28

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