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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Floral Park | NY | 01/1991 | Present |
| Pruco Securities, Llc. | Floral Park | NY | 01/1991 | 11/2024 |
| Lpl Enterprise, Llc | Floral Park | NY | 11/2024 | Present |
C & M First Services Inc. (General Agency)~1601 Broadway, New York, NY 10036~Commercial Ins~N~None~10/10/2007~0 hrs/mo~0 trading hrs/mo|DAB Management Co. LLC~548 Cherry Lane, Floral Park, NY 11001~Real Estate Invest~Y~Silent Partner~8/2003~2 hrs/mo~0 trading hrs/mo|NK Management Co. LLC~548 Cherry Lane, Floral Park, NY 11001~Real Estate Invest~Y~Silent Partner~2/2005~2 hrs/mo~0 trading hrs/mo|SMTM LLC~548 CHERRY LANE, FLORAL PARK, NY 11001~REAL ESTATE~N~PARTNER~3/1/2017~1 hrs/mo~0 trading hrs/mo|Dial A Bug Pest control of NY, Inc.~548 cherry Lane, Floral Park, NY 11001~Pest control~N~Consultant~11/2010~40 hrs/mo~0 trading hrs/mo|New York Assigned Risk Home Ins. GORDON AGENCY, INC. POSITION: Owner NATURE: Administrative purposes only - Bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/12/2022 ADDRESS: 3 Woodland Drive, Woodbury NY 11797, United States DESCRIPTION: Book-keeping purposes only
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-28 |
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