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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-03-14
CA RA APPROVED 2011-11-08
  • TX RA
    APPROVED
    Since 2012-03-14
  • CA RA
    APPROVED
    Since 2011-11-08

Branch Locations

800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Newport Beach CA 11/2011 Present
Morgan Stanley Private Bank, N.A. New York NY 04/2016 Present
  • 11/2011 → Present
    Morgan Stanley Smith Barney Llc
    Newport Beach, CA
  • 04/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
S63 Uniform Securities Agent State Law Examination 2004-06-03
  • S66 Uniform Combined State Law Examination
    2007-01-16
  • S63 Uniform Securities Agent State Law Examination
    2004-06-03
Other Names
  • Azita S Kashanizadeh

View on SEC IAPD

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