William Herman Hopkins

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Southern Bank & Trust - Nc
  Winterville, NC
• 09/2011 → Present
  Infinex Investments, Inc.
  Murfreesboro, NC

Previous Registrations

• 2009-07-08 → 2011-09-15
  Uvest Financial Services Group, Inc.
  Greenville, NC
  Winterville, NC
  Greenville, NC
• 2003-05-21 → 2009-07-07
  First Citizens Investor Services, Inc.
  Greenville, NC
  Greenville, NC
• 2003-02-11 → 2003-06-13
  Banc Of America Investment Services, Inc.
  Greenville, NC

Other Businesses

1.) Southern Bank. Yes, investment related. Started Jan 2024. Financial Advisor Referral Program. 1% increase in grid payout if meet referral goal. Refer business to Southern Bank partners.

Exams

• S66 Uniform Combined State Law Examination
  2002-11-08
• S63 Uniform Securities Agent State Law Examination
  1991-02-22

Other Names

• Bill Hopkins
• Bill Hopkins