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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-12-02 |
| DC | RA | APPROVED | 2011-09-27 |
| TX | RA | APPROVED_RES | 2010-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 08/2010 | Present |
I*1764277, Entity Type:Entity For Profit, Name of OBA: CHERI PIQUED LLC Address:WALDORF, MD 2061 Investment Related: No, Position, Title, Association: Owner Employee Start Date:04/01/2024 No Hours: 10 weekly No Hours during trading:0 Duties:SALES OF USED AND NEW ITEMS ON EBAY, POSHMARK, AMAZON I*2890272, Entity Type: , Name of OBA: T TRUST, Address: N LAS VEGAS, Nevada, 89031, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 11/01/2025, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-11 |
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