William Frederick Daines

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1991 → Present
  Princor Financial Services Corporation
  Des Moines, IA
• 11/1991 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 02/2014 → Present
  Daines Financial
  Tampa, FL

Other Businesses

**PRINCIPAL PRODUCT NETWORK (PPN). 01/2010-PRESENT. SELLS FIXED INSURANCE. **HEALTH INSURANCE, SELLING INDIVIDUAL & GROUP HEALTH INSURANCE PRODUCTS THROUGH VAROUS CARRIERS, 4/2/13. **IDLEWILD BAPTIST CHURCH; DEACON COUNCIL; 11/11/15.

Exams

• S66 Uniform Combined State Law Examination
  2016-11-23
• S63 Uniform Securities Agent State Law Examination
  1995-02-17

Designations

• Chartered Financial Consultant

Other Names

• Will Daines