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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-11-07 |
Branch Locations
702 E. Washington St., Greenville, SC 29601 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Williamson, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investment Inc | Greenville | SC | 06/2007 | 11/2017 |
| Kestra Investment Services, Llc | Greenville | SC | 11/2017 | Present |
| Kestra Advisory Services, Llc | Greenville | SC | 11/2017 | Present |
Business Name: BFG Advisors Wealth Management Investment Related: Yes Address: 702 E. Washington St. Greenville SC 29601 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President Start Date: 7/1/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Planning, Investments.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest PKWY. Building 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 11/2/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisor Representative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-12 |
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