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Michael Egan

First Trust Advisors LP

Naples, FL

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-11
IL RA APPROVED 2024-11-20
  • FL RA
    APPROVED
    Since 2024-12-11
  • IL RA
    APPROVED
    Since 2024-11-20

Branch Locations

9130 Galleria Court Suite 202, Naples, FL 34109 • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moors & Cabot, Inc. Naples FL 12/2005 12/2019
Gyroscope Capital Management Naples FL 01/2020 09/2023
First Trust Investment Solutions Lp Naples FL 10/2023 10/2024
First Trust Portfolios L.P. Wheaton IL 10/2024 Present
First Trust Advisors L.P. Wheaton IL 10/2024 Present
  • 12/2005 → 12/2019
    Moors & Cabot, Inc.
    Naples, FL
  • 01/2020 → 09/2023
    Gyroscope Capital Management
    Naples, FL
  • 10/2023 → 10/2024
    First Trust Investment Solutions Lp
    Naples, FL
  • 10/2024 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 10/2024 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
  • 2023-10-17 → 2024-12-20
    First Trust Investment Solutions L.P.
    Naples, FL
  • 2007-03-22 → 2023-12-07
    Gyroscope Capital Management Group Llc
    Naples, FL
  • 2009-05-04 → 2020-01-06
    Moors & Cabot, Inc.
    Naples, FL
  • 2005-12-13 → 2009-02-23
    Jeta Grove, Llc
    Boston, MA
    Boston, MA
  • 1995-10-20 → 2005-12-19
    Legg Mason Wood Walker, Incorporated
    Naples, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-04
S63 Uniform Securities Agent State Law Examination 1991-04-11
  • S65 Uniform Investment Adviser Law Examination
    1994-10-04
  • S63 Uniform Securities Agent State Law Examination
    1991-04-11
Designations
Other Names
  • Michael Joseph Egan

View on SEC IAPD

Other Firms

TRUIST ADVISORY SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
J.P. MORGAN SECURITIES LLC
SYNOVUS SECURITIES, INC.
LPL FINANCIAL LLC
CAPITAL WEALTH PLANNING, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NTV FRONTIER MANAGEMENT

Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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