Roland Patrick Gagne

Current Employers

Employment History

• 10/1998 → Present
  Cambridge Investment Research, Inc.
  Biddeford, ME
• 03/2005 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2003-01-08 → 2009-01-26
  Pension Professionals
  Biddeford, ME

Other Businesses

1) BIDDEFORD SACO ROTARY CLUB (NON-INVESTMENT RELATED), P.O. BOX 298, SACO, ME, INVESTMENT COMMITTEE MEMBER AND TRUSTEE; START DATE: 1/19/10; 2 HR/WK, 0 HR DURING SECURITIES TRADING HRS; MONITORING AND OVERSIGHT OF THE COMPANY B INVESTMENT FUND. ACTIVITIES INVOLVE THE REVIEW OF THE FUNDS IPS, SPENDING POLICY STATEMENT, HIRING/REPLACEMENT OF AN OUTSIDE INVESTMENT MANAGER (WHO PERFORMS ALLOCATION AND PROVIDES ADVICE) FOR THE FUND, ENSURE COMPLIANCE WITH PROCEDURES FOR COMMITTEE AND INTERACTION WITH THE BOARD; AS TRUSTEE, DEVELOPMENT OF IPS AND SPENDING POLICY, MONITORING AND REVIEW. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 3) PENSION PROFESSIONALS - 180 POOL STREET, BIDDEFORD, ME, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 04/01/95, INV REL, PRESIDENT, 10 HR/WK- 10/TRADING HR. 4) ATTACHE BUSINESS CENTER LLC, 180 POOL STREET, BIDDEFORD, ME, 07/2019. SOLE MEMBER, LLC TO OWN COMMERCIAL RENTAL PROPERTY. NIR-5/MO-0/TRADING. 5) OLPS, US, 180 POOL STREET, STE 300, BIDDLEFORD, ME, BOARD MEMBER OF A NON-PUBLIC ENTITY, 09/09/20, 5/MO- 0/TRADING 6) LE CRETIN, LLC, 11 BUSQUE BLVD, STANDISH ME 04084, 09/2015, OWNER, REAL ESTATE, NIR, 16 HR/MO, 0 HR/TRADING 7) MYHEROCFO AND COMPASS CFO, 4400 US 9, Suite 1000, Freehold NJ 07728, United States, 08/03/2024, IAR, Accounting/Bookkeeping/Payroll Services, NIR, 1 HR/MO, 0 HR/TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-06-12

Designations