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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-11-14 |
| MI | RA | APPROVED | 2010-07-20 |
| TX | RA | APPROVED_RES | 2010-05-20 |
Branch Locations
409 Ashman St Ste 2, Midland, MI 48640 • United States
2840 Venture Dr, Marquette, MI 49855 • United States
10850 E Traverse Hwy Ste 5575, Traverse City, MI 49684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Marquette | MI | 02/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Marquette | MI | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-19 |
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