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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-28 |
| MO | RA | APPROVED | 2007-11-05 |
Branch Locations
One North Brentwood Boulevard Suite 600, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | St. Louis | MO | 01/2003 | Present |
| Oppenheimer Asset Management Inc. | New York | NY | 04/2003 | Present |
1. I AM TTEE OF MY DECEASED HUSBANDS PETER J. PALUMBO JR. CREDIT SHELTER TU A/A DTA 3-4-93 2. I SERVE AS THE TRUSTEE OF MY PERSONAL TRUST. THE NAME OF THE TRUST: KATHLEEN M PALUMBO LIFETIME TRUST - DATE OF TRUST: 3/4/93.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-13 |
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