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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-10-17 |
Branch Locations
388 S Main St, Bartlett, IL 60103 • United States
330 W. Army Trail Rd., Bloomingdale, IL 60108 • United States
1800 North Neltnor Blvd, West Chicago, IL 60185 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Itasca | IL | 10/2017 | Present |
| Bmo Harris Financial Advisors | Bloomingdale | IL | 12/2006 | 08/2017 |
| Bmo Harris Financial Advisors | Carol Stream | IL | 05/2016 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-25 |
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