Richard Kuzniar

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → Present
  Fifth Third Securities
  Itasca, IL
• 12/2006 → 08/2017
  Bmo Harris Financial Advisors
  Bloomingdale, IL
• 05/2016 → 08/2017
  Bmo Harris Financial Advisors
  Carol Stream, IL

Previous Registrations

• 2006-12-18 → 2017-08-29
  Bmo Harris Financial Advisors, Inc.
  Bloomingdale, IL
  Naperville, IL
  Carol Stream, IL
• 2001-11-13 → 2006-11-15
  Lasalle Financial Services, Inc.
  Elgin, IL
  Carol Stream, IL
  Chicago, IL
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-05
• S63 Uniform Securities Agent State Law Examination
  1991-02-25

Designations

• Certified Financial Planner