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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-08-08
  • IL RA
    APPROVED
    Since 2022-08-08

Branch Locations

388 S Main St, Bartlett, IL 60103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Schaumburg IL 02/2016 01/2021
Edge Financial Advisors, Llc Wheaton IL 04/2021 07/2022
Fifth Third Bank South Elgin IL 08/2022 Present
Fifth Third Securities South Elgin IL 08/2022 Present
Unemployed Carpentersville IL 02/2021 03/2021
  • 02/2016 → 01/2021
    Td Ameritrade
    Schaumburg, IL
  • 04/2021 → 07/2022
    Wheaton, IL
  • 08/2022 → Present
    Fifth Third Bank
    South Elgin, IL
  • 08/2022 → Present
    Fifth Third Securities
    South Elgin, IL
  • 02/2021 → 03/2021
    Unemployed
    Carpentersville, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-05
S63 Uniform Securities Agent State Law Examination 2007-05-26
  • S66 Uniform Combined State Law Examination
    2015-01-05
  • S63 Uniform Securities Agent State Law Examination
    2007-05-26
Other Names
  • Scott Thomas Farwell

View on SEC IAPD

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