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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-01 |
| CA | RA | APPROVED | 2008-12-23 |
Branch Locations
135 S State College Blvd Ste 550, Brea, CA 92821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Anaheim | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Anaheim | CA | 11/2016 | Present |
SCREEN ACTORS GUILD; NOT INVESTMENT RELATED; LOS ANGELES, CA; FORMER ACTOR; START DATE = 1988; 0 HOURS DEVOTED AT THIS TIME; CONTINUE TO RECEIVE RESIDUAL PAYMENTS FROM PRIOR ACTING JOBS. - NAVAL ACADEMY, INFORMATION OFFICER PROGRAM, NOT INVESTMENT RELATED, BREA, CA. START: 7/20/16, 5 HOURS/MONTH, 0 DURING TRADING, OVERSEEING INDIVIDUALS FOR THE NAVAL ACADEMY ADMISSIONS OFFICE TO ORANGE COUNTY SCHOOLS. TRUSTEE FOR SISTER/BROTHER TRUST; INV. RELATED; LOS GATOS, CA; START DATE 4/1995; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PROCESSING PREMIUM PAYMENTS. SEE ABOVE; INV RELATED;FULLERTON,CA; CLIENT'S LIVING TRUST ; CLIENT'S LIVING TRUST ; START DATE: 07/28/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-22 |
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