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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-12
ME RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2025-03-12
  • ME RA
    APPROVED
    Since 2009-01-02

Branch Locations

2273 Congress Street, Portland, ME 04102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Benefit Services, Corp. Portland ME 03/1993 Present
Raymond James Financial Services Portland ME 06/2005 Present
Raymond James Financial Services Advisors, Inc Portland ME 01/2009 Present
Financial Benefit Services Corporation Portland ME 01/2002 02/2019
  • 03/1993 → Present
    Financial Benefit Services, Corp.
    Portland, ME
  • 06/2005 → Present
    Raymond James Financial Services
    Portland, ME
  • 01/2009 → Present
    Portland, ME
  • 01/2002 → 02/2019
    Financial Benefit Services Corporation
    Portland, ME
Previous Registrations
  • 2005-11-29 → 2019-02-08
    Financial Benefit Services Corporation
    Portland, ME
Other Businesses

(1) Name of Business: Financial Benefit Services Corporation Address: 2273 Congress St, Portland, ME, 04102, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 02/07/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Fixed Product Agent (2) Name of Business: Financial Benefit Services Corporation Address: 2273 Congress St, Portland, ME, 04102, United States Activity Type: Non-variable Insurance Position/Title: Broker, Other Investment Related: Yes Start Date: 02/28/1993 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Insurance Broker (3) Name of Business: Pearl Financial Services Address: 417 Main Street , Bangor, ME, 04401, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 12/02/1988 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Owner of Support Company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-28
  • S66 Uniform Combined State Law Examination
    2005-06-28

View on SEC IAPD

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