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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
150 Washington Avenue Suite 301, Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Santa Fe | NM | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2015 | Present |
1. Santa Fe Mountain Center; Investment related:No; Tesuque, NM; Educational and therapeutic adventure based program for children, youth and families; Treasurer, member of the finance committee(proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 2; After business hours: 3; I have been asked to serve as interim treasurer with final vote to be held in September. This position works with Finance Manager to review budget and report to BOD. Board Treasurer is not a signer on bank account. Santa Fe Mountain Center banks with NM Bank & Trust. If approved by the board the term of this position is 3 years.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-04 |
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