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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-09-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rockford | IL | 09/2009 | Present |
1. 07/31/2015 - NO BUSINESS NAME - INV REL - 4320 SPRING CREEK ROAD, ROCKFORD IL 61107 - NON-VARIABLE INSURANCE - START 07/24/2015 - 1 HOUR PER MONTH, 1 DURING TRADING - SERVICING ONLY 2. 11/11/2020 - Spring Creek Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/13/2017 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-06 |
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