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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-11-01
  • FL RA
    APPROVED
    Since 2016-11-01

Branch Locations

1777 Main St Fl 7, Sarasota, FL 34236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 03/2011 Present
Suntrust Advisory Services Atlanta GA 08/2016 Present
  • 03/2011 → Present
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 08/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Previous Registrations
  • 2000-10-01 → 2011-03-29
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
    Naples, FL
    Naples, FL
    Sarasota, FL
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-31
S63 Uniform Securities Agent State Law Examination 1991-09-12
  • S65 Uniform Investment Adviser Law Examination
    1996-05-31
  • S63 Uniform Securities Agent State Law Examination
    1991-09-12
Other Names
  • Nicole Marie Penland
  • Nicole Marie Creed
  • Nicole Marie Penland
  • Nicole M Penland

View on SEC IAPD

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