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86 Baker Avenue Extension Suite 310, Concord, MA 01742 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-06-24 |
Branch Locations
86 Baker Avenue Extension Suite 310, Concord, MA 01742 • United States
3600 Chain Bridge Road, Fairfax, VA 22030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Acorn Financial Advisory Services, Inc. | Reston | VA | 09/1996 | 06/2021 |
| The Strategic Financial Alliance, Inc. | Atlanta | GA | 02/2010 | Present |
| Bay Colony Advisors | Fairfax | VA | 06/2021 | Present |
--1--FIXED INSURANCE - NOT INVESTMENT RELATED - 1875 CAMPUS COMMONS DRIVE, SUITE 100, RESTON VA 20191 - FIXED INSURANCE (LIFE, HEALTH & ANNUITIES, DISABILITY, EMPLOYEE BENEFITS) - AGENT - 2010 - 4 HOURS/MONTH, 1 DURING TRADING - SALES/PROVIDING INSURANCE SOLUTIONS. 2. INSURANCE AGENT - 12/2001 TO PRESENT. DUTIES INCLUDE PROVIDING INSURANCE PRODUCTS ANDSERVICES TO CLIENTS AND PROSPECTS. SPEND MORE THAN 10% OF TIME ON THIS ACTIVITY PER MONTH. INVESTMENTRELATED 3. GEORGE MASON UNIVERSITY ICE HOCKEY ALUMNI FOUNDATION - 2/2020 - TO PRESENT. NON - INVESTMENT RELATED, PRESIDENT/OFFICER/DIRECTOR. SPENDS 1 HOUR PER QUARTER ON THIS ACTIVITY. 4. AUTHOR - 12/2024 TO PRESENT. NOT INVESTMENT RELATED. DUTIES INCLUDE WRITING THE NOVEL, "TIME" AND PROMOTING BOOK SALES. COMPENSATION RECEIVED IN THE FORM OF ROYALTIES. 12 HRS/MONTH SPENT ON THIS ACTIVITY, NONE DURING NORMAL TRADING HOURS. 3608 COUNTRY HILL DRIVE, FAIRFAX, VA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-08 |
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