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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-14 |
| IL | RA | APPROVED | 2025-02-07 |
Branch Locations
4225 Naperville Road Suite 255, Lisle, IL 60532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America/Merrill Lynch | Oak Brook | IL | 11/2015 | 05/2023 |
| Mesirow | Highland Park | IL | 06/2023 | 10/2024 |
| Morgan Stanley | Lisle | IL | 10/2024 | Present |
*615902 - Triple Dog Properties LLC; Investment related: Yes; Schaumburg, Illinois; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: 0; After business hours: 15; Administrative, Accounting/Bookkeeping, Customer Service, Business Development/Growth, Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-07 |
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