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Traci Adaire Taylor

Ubs Financial Services Inc.

Baton Rouge, LA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-01-05
TX RA APPROVED_RES 2015-12-17
  • LA RA
    APPROVED
    Since 2016-01-05
  • TX RA
    APPROVED_RES
    Since 2015-12-17

Branch Locations

7150 Jefferson Highway, Baton Rouge, LA 70806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Baton Rouge LA 11/1990 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-29
  • S66 Uniform Combined State Law Examination
    2005-12-29

View on SEC IAPD

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