James Steven Anderson

Current Employers

Employment History

• 12/1994 → 11/2023
  Fsc Securities Corporation
  Fargo, ND
• 03/2016 → Present
  Century Financial Advisors, Inc.
  Fargo, ND
• 11/2023 → Present
  Osaic Wealth, Inc.
  Fargo, ND

Previous Registrations

• 2016-05-16 → 2023-11-03
  Fsc Securities Corporation
  Fargo, ND
  Fargo, ND
  Minot, ND
  Fargo, ND

Other Businesses

1. PERFORMING DUTIES AS NEEDED ON DOCUMENTS REQUIRING A NOTARY PUBLIC SIGNATURE IN THE STATE OF NORTH DAKOTA IN OUR OFFICE WHICH IS KNOWN AS CENTURY FINANCIAL ADVISORS. POSITION: Other - Performing duties a Notary Public in the state of North Dakota where a notary signature is required on documents. NATURE: Other - Providing notarization signatures on documents when required. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2010 ADDRESS: 1330 Gateway Drive S., Fargo, ND 58103, Fargo ND 58103, United States DESCRIPTION: As a notary I provide the service of notarizing documents requiring a notary public's signature. 2. CPFA (CERTIFIED PLAN FIDUCIARY ADVISOR) POSITION: Certified Plan Fiduciary Advisor NATURE: Attained this designation through exam qualification, administered through Prometric Test Centers by the National Association of Plan Advisors. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2019 ADDRESS: 1330 Gateway Drive S., Fargo ND 58103, United States DESCRIPTION: This certification is a designation demonstrating proficiency as an advisor in the area of ERISA plans. 3. JAMES ANDERSON - (PERSONAL) POSITION: Personal NATURE: Conducting occasional sales of personal items on eBay. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2019 ADDRESS: 1330 Gateway Drive S., Fargo ND 58103, United States DESCRIPTION: Selling some personal items on eBay. 4. OCEANVIEW LIFE AND ANNUITY COMPANY POSITION: Broker/Agent NATURE: Insurance Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2021 ADDRESS: 1851 SE Miehe Dr., Grimes IA 50111, United States DESCRIPTION: Independent broker selling fixed annuities

Exams

• S66 Uniform Combined State Law Examination
  2016-02-26
• S63 Uniform Securities Agent State Law Examination
  1995-03-21

Other Names

• Jim Steven Anderson