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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2019-12-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Painewebber Incorporated | San Juan | PR | 06/1998 | Present |
| Ubs Financial Services Inc. | Ponce | PR | 06/1998 | Present |
1) West Side Capital; San Juan, PR; Limited Liability Corporation; Personal LLC; Holding personal investments; Proprietor / owner; Start date: 6/10/2020 /// 2) Independent Capital LLC; San Juan, PR; Company; Diversified Private Investments; Private family investment vehicle with diversified investments in private ventures; Advisor or advisory group member if advice given may influence an officer/board; My role will be mainly of a consultative nature as to how to better manage the private investments; Start date: 4/19/2021 3) JAW Records, San Juan Puerto Rico00911, Sole proprietorship, Music production and sales, Proprietor / owner, Music producer, start date-2/28/2025, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-03 |
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