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Richard Christopher Eckelhofer

Wells Fargo Clearing Services, LLC

Norwell, MA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-09
TX RA APPROVED_RES 2016-03-02
CA RA APPROVED 2006-04-21
  • FL RA
    APPROVED
    Since 2025-01-09
  • TX RA
    APPROVED_RES
    Since 2016-03-02
  • CA RA
    APPROVED
    Since 2006-04-21

Branch Locations

91 Longwater Circle Ste 300, Norwell, MA 02061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Norwell MA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Norwell MA 11/2016 Present
Other Businesses

TRUSTEE FOR FAMILY TRUST, INV RELATED, SCITUATE, MA, START: 12/05/2022, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-03
S63 Uniform Securities Agent State Law Examination 1991-02-15
  • S65 Uniform Investment Adviser Law Examination
    2003-12-03
  • S63 Uniform Securities Agent State Law Examination
    1991-02-15

View on SEC IAPD

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Other Offices

ESSENTIAL ASSET MANAGEMENT, LLC · NORWELL, MA
BAY COLONY ADVISORS · NORWELL, MA
FLAGSHIP HARBOR ADVISORS, LLC · NORWELL, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Norwell, MA
LPL FINANCIAL LLC · NORWELL, MA
GORMAN FINANCIAL MANAGEMENT · NORWELL, MA
DIVERSIFIED FINANCIAL MANAGEMENT · NORWELL, MA
RBC CAPITAL MARKETS, LLC · NORWELL, MA

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