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William John Anderson

Morgan Stanley

Lisle, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-12
IL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-10-12
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

4225 Naperville Road Suite 255, Lisle, IL 60532 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Lisle IL 11/2008 Present
Morgan Stanley Smith Barney Lisle IL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 11/2008 → Present
    Morgan Stanley & Co. Incorporated
    Lisle, IL
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Lisle, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-11-28 → 2009-06-01
    Morgan Stanley & Co. Llc
    Lisle, IL
  • 2000-10-27 → 2008-12-15
    Oakbrook Terrace, IL
    Oakbrook Terrace, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-18
S63 Uniform Securities Agent State Law Examination 1991-08-01
  • S65 Uniform Investment Adviser Law Examination
    1994-03-18
  • S63 Uniform Securities Agent State Law Examination
    1991-08-01
Other Names
  • William John Rice

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