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Teresa M. Chapman

Morgan Stanley

Cornelius, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-01
TX RA APPROVED_RES 2021-01-13
  • NC RA
    APPROVED
    Since 2021-02-01
  • TX RA
    APPROVED_RES
    Since 2021-01-13

Branch Locations

17505 West Catawba Avenue Suite 300, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NC 04/2016 01/2021
Morgan Stanley Smith Barney Llc Cornelius NC 01/2021 Present
Previous Registrations
  • 2016-05-05 → 2021-01-20
    Ubs Financial Services Inc.
    Huntersville, NC
  • 2011-04-28 → 2016-05-10
    Morgan Stanley
    Charlotte, NC
    Cornelius, NC
  • 2010-10-06 → 2011-04-11
    Grove Point Investments, Llc
    Huntington, WV
  • 2007-04-02 → 2009-03-04
    Morgan Stanley & Co. Llc
    Charlotte, NC
  • 2006-11-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-13
S63 Uniform Securities Agent State Law Examination 1993-01-26
  • S66 Uniform Combined State Law Examination
    2006-11-13
  • S63 Uniform Securities Agent State Law Examination
    1993-01-26
Other Names
  • Teresa Mckee Brett
  • Teresa Mckee Chapman
  • Teresa M. Chapman
  • Teresa M Chapman

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cornelius, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTERSVILLE, NC
RAYMOND JAMES & ASSOCIATES, INC. · HUNTERSVILLE, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
CORNERSTONE WEALTH · HUNTERSVILLE, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC

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