Joanne Marie Samples

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-08-15
PA	RA	APPROVED	2016-05-16
TX	RA	APPROVED	2016-05-16

CT RA
APPROVED

Since 2023-08-15
PA RA
APPROVED

Since 2016-05-16
TX RA
APPROVED

Since 2016-05-16

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Malvern	PA	12/1990	Present

12/1990 → Present

The Vanguard Group, Inc.

Malvern, PA

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT RELATED ADDRESS: EXTON, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 10/2024 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AGENT FOR IMMEDIATE FAMILY MEMBER

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-09
S63	Uniform Securities Agent State Law Examination	1997-08-04

S65 Uniform Investment Adviser Law Examination

2016-05-09
S63 Uniform Securities Agent State Law Examination

1997-08-04

Designations

Other Names

Joanne Marie Rose
Joanne M Samples

View on SEC IAPD

Current Employers

Vanguard Advisers, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews