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Current Employers
Harvest Financial Advisors, Llc

8840 Cincinnati-Dayton Road, West Chester, OH 45069 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-07
FL RA APPROVED 2024-12-09
KY RA APPROVED 2024-12-09
PA RA APPROVED 2021-01-08
TX RA APPROVED_RES 2010-05-19
IN RA APPROVED 2010-05-10
OH RA APPROVED 2007-11-20
  • CA RA
    APPROVED
    Since 2026-08-07
  • FL RA
    APPROVED
    Since 2024-12-09
  • KY RA
    APPROVED
    Since 2024-12-09
  • PA RA
    APPROVED
    Since 2021-01-08
  • TX RA
    APPROVED_RES
    Since 2010-05-19
  • IN RA
    APPROVED
    Since 2010-05-10
  • OH RA
    APPROVED
    Since 2007-11-20

Branch Locations

312 Walnut Street Suite 1600, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Haberer Registered Investment Advisor, Inc. Cincinnati OH 05/2002 Present
Harvest Financial Advisors, Llc Cincinnati OH 06/2007 Present
Previous Registrations
  • 2002-05-21 → 2008-01-14
    Haberer Registered Investment Advisor Inc
    Cincinnati, OH
Other Businesses

MR. HENN IS AN INDUSTRY ARBITRATOR WITH FINRA IN CHICAGO, IL SINCE 09/2004. NOT AN INVESTMENT-RELATED ACTIVITY. 5 HOURS PER MONTH DEVOTED TO THIS ACTIVITY WITH 1 HOUR PER MONTH OCCURRING DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-03-25
  • S63 Uniform Securities Agent State Law Examination
    1991-03-25
Designations

View on SEC IAPD

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