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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-10-30 |
| CA | RA | APPROVED | 2007-02-09 |
| FL | RA | APPROVED | 2007-02-09 |
| OH | RA | APPROVED | 2007-02-09 |
Branch Locations
312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cincinnati | OH | 11/2013 | Present |
CCMpower / Cincinnati United States,Ohio http://ccm.uc.edu/support/ccmpower.html / No/ Bill Harvey Raise scholarship funds for the music college / No / Elected or appointed position with any government body, including executive, legislative, judicial or quasi-judicial / / co-chair of board development committee / Start Date 09/13/2016/ end Date 05/31/2019/ Appointed No / No Greater Cincinnati Foundation, Finance and investments committee, non-board outside committee member, Review finances and Fund Evaluation Group presentations, start date-1/2/2020, Ohio United States-45202
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-17 |
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