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Matthew Ralph La Plant

LPl Financial LLC

Chesterfield, MO

CRD 5006037

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-10-25
  • MO RA
    APPROVED
    Since 2018-10-25

Branch Locations

16150 Main Circle Dr Ste 210, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chesterfield MO 01/2009 10/2018
Lpl Financial Llc Chesterfield MO 10/2018 Present
  • 01/2009 → 10/2018
    Ameriprise Financial Services, Inc.
    Chesterfield, MO
  • 10/2018 → Present
    Lpl Financial Llc
    Chesterfield, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-24
  • S66 Uniform Combined State Law Examination
    2006-03-24
Other Names
  • Matt Laplant
  • Matthew Ralph Laplant
  • Matt Laplant
  • Matthew R Laplant
  • Matthew R Laplant, Crpc?, Csna
  • Matthew Ralph Laplant

View on SEC IAPD

Nearby Firms

CARROLL WEALTH MANAGEMENT INC.
PRINCIPAL SECURITIES, INC.
SMITH, MOORE & CO.

Nearby Investors

MICHAEL CHRISTOPHER CARROLL
KERRY D ROGERS
MATTHEW EDWARD FITZGERALD

Nearby Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

More in Chesterfield, MO

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