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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2008-04-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | New Haven | MO | 07/2007 | Present |
(1) 07/31/2007 - Domain Street Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 12/9/2009 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Time Spent 1% - I rent apartment above my office, I own the building and do not rent it to any clients. (3) 8/9/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Started 01/01/2010 - 10 Hours Per Month/0 Hours During Securities Trading - Buy, Sell, Rent, Real Estate. (4) 9/25/2017 - No Business Name - Investment Related - 409 Bates Street, New Haven, Mo 63068 & 3329-1 Domain St 63301 - Real Estate Rental - Start 10/02/2017 - 1 Hour Per Month/0 Hours During Securities Trading. (5) 1/24/2022 - No Business Name - Not Investment Related - 409 Bates St. New Haven Mo 63068 - Other-Business Owner - Started 05/01/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Planted Christmas tree seedlings and plan on having a cut your own Christmas tree business in approximately 5 or 6 years.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-22 |
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