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Carl John Marshalwitz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sewickley, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-08-02
TX RA APPROVED_RES 2008-06-25
  • PA RA
    APPROVED
    Since 2010-08-02
  • TX RA
    APPROVED_RES
    Since 2008-06-25

Branch Locations

417 Thorn St, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Pittsburgh PA 11/2000 Present
Bank Of America, N.A. Pittsburgh PA 07/2011 Present
  • 11/2000 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Pittsburgh, PA
  • 07/2011 → Present
    Bank Of America, N.A.
    Pittsburgh, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-03-30
  • S63 Uniform Securities Agent State Law Examination
    1992-03-30

View on SEC IAPD

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Other Offices

JMS CAPITAL GROUP WEALTH SERVICES, LLC · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Sewickley, PA
SCHENLEY CAPITAL, INC · SEWICKLEY, PA
NAV WEALTH PARTNERS · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
J.P. MORGAN SECURITIES LLC · Sewickley, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Sewickley, PA

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