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1927 First Avenue North, Birmingham, AL 35203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-12 |
| IL | RA | APPROVED | 2024-07-01 |
| NY | RA | APPROVED | 2024-04-24 |
| LA | RA | APPROVED | 2022-01-07 |
| CO | RA | APPROVED | 2022-01-05 |
| GA | RA | APPROVED | 2022-01-05 |
| TX | RA | APPROVED_RES | 2022-01-05 |
| MD | RA | APPROVED | 2021-06-11 |
| OH | RA | APPROVED | 2019-06-28 |
| FL | RA | APPROVED | 2016-08-04 |
| AL | RA | APPROVED | 2014-03-31 |
Branch Locations
1927 1St Avenue North, Birmingham, AL 35203-0686 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nbc Securities Inc. | Birmingham | AL | 01/2014 | Present |
33s BASEBALL CLUB NOT INVESTMENT RELATED 2187 CHENOOR RD BIRMINGHAM AL 35217 15 HRS/MONTH 0 DURING TRADING HRS PRIVATE LESSONS & COACHING VANBRIDGE/DIXON WELLS INSURANCE SALES AGENT 5 HRS PER MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-24 |
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