Douglas John Collier

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 02/2014 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 1992-11-02 → 2014-02-25
  Osaic Fa, Inc.
  Deerfield Beach, FL
  Boca Raton, FL

Other Businesses

(1) DOUG COLLIER, 433 PLAZA REAL SUITE #351, BOCA RATON, FL 33432; CATEGORY: INSURANCE; INVESTMENT-RELATED: YES; TITLE: AGENT; DUTIES: OFFERS DISABILITY INCOME INSURANCE, TRADITIONAL LIFE INSURANCE, FIXED/INDEXED ANNUITIES, FIXED LIFE SETTLEMENTS, AND PREMIUM FINANCING; START DATE: 1/1/2002; HOURS PER MONTH: 5/ HOURS PER MONTH DURING TRADING HOURS: 5. (2) PARROT DICE LLC; NON-INVESTMENT RELATED; 433 PLAZA ROAD #351, BOCA RATON, FL 33432 ; GA CHANNEL AGENCY FOR FIXED LIFE; MANAGER; Start 02/01/2015; COMPANY OFFICER/DIRECTOR POSITION; NO - GA AGENCY HIERARCHY. (3) INNOVATIVE WEALTH MANAGEMENT LLC; DBA; 433 PLAZA REAL SUITE #351, BOCA RATON, FL 33432; CATEGORY:INSURANCE; INVESTMENT-RELATED:YES; TITLE:SOLE OWNER DUTIES: OFFERING DISABILITY INSURANCE, FIXED ANNUITIES, LIFE SETTLEMENTS,LONG TERM CARE, PREMIUM FINANCING, TRADITIONAL LIFE INSURANCE; START DATE:2007; HOURS PER MONTH: 10, HOURS PER MONTH DURING TRADING HOURS:10. (4) JOE DIMAGGIO CHILDREN HOSPITAL FOUNDATION & MEMORIAL HOSPITAL FOUNDATION (JOINT BOARD OF DIRECTORS); INVESTMENT RELATED; 1005 JO DIMAGGIO DRIVE, HOLLYWOOD, FL 33021; CHILDREN'S HOSPITAL; PLANNED GIVING COMMITTEE MEMBER; 07/2015; 5-6 HRS/MONTH; 1-2 HRS/MONTH DURING TRADING HOURS; REVIEW OF FINANCIAL DOCUMENT, OVERSEE INVESTMENT RECOMMENDATION BY THIRD PARTY. (5) INSTRUCTOR FOR COLLEGE WORKSHOPS FOR RETIREES; INVESTMENT RELATED; AT LOCAL COLLEGES; TEACHES CONCEPTS TO POTENTIAL CLIENTS; TITLE: INSTRUCTOR; START DATE 10/2015; UNKNOWN HRS/MONTH, UNKNOWN TRADING HRS/MONTH; DUTIES: EDUCATOR; NOT A COMPANY DIRECTOR. (6) 9/1/2016- Permitted to participate in Life Settlements. (7) RENTAL OFFICE SPACE - NON-INVESTMENT RELATED - LANDLORD - 1/1/2015 - 433 PLAZA REAL SUITE 351 BOCA RATON, FL 33432 - 1 HRS PER MONTH - 1 HR DURING TRADING HRS. (8) What The Shell LLC, 2780 NE 48th Court Lighthouse Point, FL 33064, Real Estate Investor/Registered Agent. (9) Wahoo House LLC, 2780 NE 48th Court Lighthouse Point, FL 33064, Real Estate Management, Managing Member. (10) Starfish Isle, LLLP, 2780 NE 48th Court Lighthouse Point, FL 33064, Real Estate Management for property my wife and I purchased in the Keys, General Partner and Registered Agent. (11) Cuda Place LLC, 433 Plaza Real Suite #351 Boca Raton, FL 33432, Registered Agent, Spouse's entity for real estate transactions rep is registered agent. (12) Condo Association; Not investment Related; 453 Sombrero Beach Road, Marathon, FL 33050; Vice President; Start 1/1/25; 1 hour/month during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-02-26