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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2022-03-04 |
| NV | RA | APPROVED | 2016-01-04 |
| TX | RA | APPROVED_RES | 2006-10-05 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
1900 O'FArrell St Ste 180, San Mateo, CA 94403-1329 • United States
1 Almaden Blvd Ste 810, San Jose, CA 95113-2215 • United States
Redwood City, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Mateo | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Mateo | CA | 03/2020 | Present |
Business Ownership; Mega Branch Inc; ; Consulting; 1900 O'Farrell Street, Suite 360 San Mateo CA, 94403, ,; Investment-Related; 01/01/2000; 10 to 19 hours per month; 10 to 19 during trading hours / Agean Blue Dream Villas; Owner; Real Estate; Kalabryton 40, Keratsini, Greece, , Athens , Greece , , GRC; Not Investment-Related; 06/01/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-01-18 |
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