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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-02-24
TX RA APPROVED_RES 2014-02-11
MO RA APPROVED 2009-06-01
  • GA RA
    APPROVED
    Since 2025-02-24
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • MO RA
    APPROVED
    Since 2009-06-01

Branch Locations

14805 North Outer Forty Road Suite 200, Chesterfield, MO 63017 • United States

Savannah, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Chesterfield MO 03/1994 Present
Morgan Stanley Smith Barney Chesterfield MO 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/1994 → Present
    Chesterfield, MO
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Chesterfield, MO
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-27
S63 Uniform Securities Agent State Law Examination 1991-02-22
  • S65 Uniform Investment Adviser Law Examination
    1994-04-27
  • S63 Uniform Securities Agent State Law Examination
    1991-02-22

View on SEC IAPD

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