Bruce Roy Wackelin

Current Employers

Employment History

• 12/1990 → Present
  Wackelin Financial Services
  Greenville, NC
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Bruce R Wackelin/Wackelin Financial
  Greenville, NC

Previous Registrations

• 2005-12-02 → 2013-09-03
  Walnut Street Securities, Inc.
  Greenville, NC

Other Businesses

1)INDEPENDENT INSURANCE AGENT-WACKELIN FINANCIAL SERVICES, INC (DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LTC)30 SECURITIES TRADING HOURS WEEKLY, 10 NON SECURITIES TRADING HORUS WEEKLY, START DATE 3/1979 2) NAME OF OTHER BUSINESS: WACKELIN FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: GREENVILLE (NOON) ROTARY CLUB ; INVESTMENT RELATED: NO ADDRESS: 809 JOHNSON ST GREENVILLE, NC 27858 ; NATURE OF BUSINESS: NON-PROFIT START DATE: 8/1/2026 ; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: SERVE ON THE BLDG COMM OVERSEE, MAINT & UPKEEP OF BLDG AND GRNDS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-01
• S63 Uniform Securities Agent State Law Examination
  1991-03-26