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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-04-26 |
Branch Locations
1 Metroplex Drive, Suite 120, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| (Dba) H Allen Stewart Clu Chfc | Birmingham | AL | 11/1993 | Present |
| Concourse Financial (Fka Proequities, Inc) | Birmingham | AL | 02/1999 | 04/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2022 | Present |
1) H. ALLEN STEWART CLU, CHFC, 1 Metroplex Drive, Suite 120, Birmingham AL 35209, United States, 01/07/1987, Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10 HR/MO - 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 04/18/2022 3) INDEPENDENCE FINANCIAL GROUP, 1 METROPLEX dR, STE 120, BIRMINGHAM AL 35209, 04/10/2024, DBA, Using a Trade Name/dba, INV REL, 160 HR/MO, 160 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-04-01 |
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