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Daniel Joseph Murphy

Hbw Advisory Services LLC

Simi Valley, CA

Elmhurst, IL

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Current Employers
Hbw Advisory Services Llc

2655 1St Street Suite 250, Simi Valley, CA 93065 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-15
IL RA APPROVED 2017-06-01
  • TX RA
    APPROVED
    Since 2023-12-15
  • IL RA
    APPROVED
    Since 2017-06-01

Branch Locations

2655 1St Street Suite 250, Simi Valley, CA 93065 • United States

Elmhurst, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ultimate Software Weston FL 07/2015 10/2016
Kevin Spahn Lombard IL 11/2016 04/2017
Northwestern Mutual Investment Services Llc Lombard IL 11/2016 04/2017
Northwestern Mutual Wealth Management Company Lombard IL 01/2017 Present
  • 07/2015 → 10/2016
    Ultimate Software
    Weston, FL
  • 11/2016 → 04/2017
    Kevin Spahn
    Lombard, IL
  • 11/2016 → 04/2017
    Northwestern Mutual Investment Services Llc
    Lombard, IL
  • 01/2017 → Present
    Northwestern Mutual Wealth Management Company
    Lombard, IL
Other Businesses

11/2022 - WINFIELD WEALTH ADVISORS, LLC., INVESTMENT ADVISOR REPRESENTATIVE, ASSET MANAGEMENT AND WEALTH MANAGEMENT 4/2026 - MALIBU ADVISORS INC., OWNER/FINANCIAL ADVISOR, FINANCIAL ADVISING SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-01
S63 Uniform Securities Agent State Law Examination 1991-03-20
  • S65 Uniform Investment Adviser Law Examination
    2017-06-01
  • S63 Uniform Securities Agent State Law Examination
    1991-03-20
Other Names
  • Dan Murphy
  • Dan J Murphy
  • Murph Murphy
  • Daniel Joseph Murphy
  • Daniel J Murphy

View on SEC IAPD

Other Firms

TORTUGA ADVISERS LLC
BRIDGE THE GAP RETIREMENT PLANNERS
THE INDEPENDENT FINANCIAL GROUP
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERIPRISE FINANCIAL SERVICES, LLC
MISSION WEALTH MANAGEMENT, LP
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

JORGE ALBERTO MEZA
NEAL GARDNER DAVIS
ROBERT PHILIP SULLIVAN
Benjamin Scott Ruiter
MICHAEL DIFIORE
Bryan Kenneth Geurink
Chad Michael Francis
Andrea Smith Young

Other Offices

TORTUGA ADVISERS LLC · SIMI VALLEY, CA
BRIDGE THE GAP RETIREMENT PLANNERS · SIMI VALLEY, CA
THE INDEPENDENT FINANCIAL GROUP · SIMI VALLEY, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Simi Valley, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Simi Valley, CA
MISSION WEALTH MANAGEMENT, LP · Simi Valley, CA
THE INDEPENDENT FINANCIAL GROUP · Simi Valley, CA
EDWARD JONES · SIMI VALLEY, CA

More in Simi Valley, CA

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