Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-04 |
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
11465 39Th St N, Lake Elmo, MN 55042 • United States
600 Inwood Ave N. Suite 100, Oakdale, MN 55128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lake Elmo Bank | Lake Elmo | MN | 12/1989 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 11/06/2010, 4HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, ANNUITIES, AND LONG-TERM CARE; (2) NAME OF OTHER BUSINESS: LAKE ELMO BANK - LAKE ELMO FINANCIAL ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: BANK ; START DATE: 01/1993 ; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: VP OF INVESTMENT DEPARTMENT. HELPING CLIENTS ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-01-23 |
Reach out to this advisor