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William Paul Comer

LPl Financial LLC

Glen Allen, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-10-15
  • VA RA
    APPROVED
    Since 2020-10-15

Branch Locations

4860 Cox Road, Ste 200, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Midlothian VA 10/2011 09/2016
Bbtis Charlotte NC 10/2011 09/2016
Infinex Investments, Inc Meriden CT 09/2016 08/2020
Evb/Sona Bank Mechanicsville VA 09/2016 04/2019
Virginia Asset Group Mechanicsville VA 04/2019 08/2020
Lpl Financial, Llc Glen Allen VA 10/2020 Present
  • 10/2011 → 09/2016
    Bb&T Bank
    Midlothian, VA
  • 10/2011 → 09/2016
    Bbtis
    Charlotte, NC
  • 09/2016 → 08/2020
    Infinex Investments, Inc
    Meriden, CT
  • 09/2016 → 04/2019
    Evb/Sona Bank
    Mechanicsville, VA
  • 04/2019 → 08/2020
    Virginia Asset Group
    Mechanicsville, VA
  • 10/2020 → Present
    Lpl Financial, Llc
    Glen Allen, VA
Previous Registrations
  • 2016-09-12 → 2020-08-14
    Osaic Institutions, Inc.
    Mechanicsville, VA
    Chapel Hill, NC
    Mechanicsville, VA
  • 2006-02-14 → 2016-09-08
    Bb&T Investment Services, Inc.
    Richmond, VA
    Richmond, VA
    Richmond, VA
    Mechanicsville, VA
    Ashland, VA
    Richmond, VA
    Mechanicsville, VA
    Mechanicsville, VA
    Ashland, VA
    Richmond, VA
    Richmond, VA
    Charlotte, NC
    Charlotte, NC
  • 2002-06-20 → 2005-12-05
    Wells Fargo Clearing Services, Llc
    Richmond, VA
  • 1995-02-14 → 2002-06-20
    Wachovia Securities, Inc.
    Richmond, VA
Other Businesses

1. 10/15/2020 - ASHPARK FINANCIAL GROUP, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ GLEN ALLEN, VA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-04-18
S63 Uniform Securities Agent State Law Examination 1991-03-12
  • S65 Uniform Investment Adviser Law Examination
    1991-04-18
  • S63 Uniform Securities Agent State Law Examination
    1991-03-12
Other Names
  • Bill Comer

View on SEC IAPD

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Other Investors

JOHN SICAT
JENNIFER HELTON LUZZATTO
ALISHIA AREZOU DUBOIS
MICHAEL ROBERT ANLIKER
KRISTIN ANLIKER
SUSANNAH AMELIA ORZOLEK
ANNA L CARLSON
JORDAN PETER MISTRETTA

Other Offices

LPL FINANCIAL LLC · GLEN ALLEN, VA
STRATHMORE CAPITAL ADVISORS · Glen Allen, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CARLSON FINANCIAL · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA

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